Compliance Analyst

To support the Sales Compliance Manager in providing a rigorous Governance & Compliance framework to ensure that Sales & Service adheres to all legal, regulatory and Group standards and requirements.

* To facilitate the development/improvement of business processes to achieve adherence with legal, regulatory and Group quality standards - with particular regard to General Insurance regulations and Treating Customers Fairly Principles

* To co-ordinate and communicate the understanding of key risks, their potential impact and mitigating actions.

To work with stakeholders locally to ensure strong operational rigour is in place.

Essential

 Understanding of compliance activities, processes and standards. Minimum requirement to understand requirements of General Insurance regulations

 Familiarity with audit management methods and processes.

 Ability to write concise, precise and practical governance documents.

Preferred

 Understanding of current sales compliance issues (e.g. Competition Commission review of PPI).

 Experience in use of risk management tools/systems.

Essential

* Proven track record in communicating and influencing a senior leadership team to take on board required change.

* Ability to make decisions without the need for referral and escalation and to act on own initiative.

* Ability to organize stakeholders to ensure delivery of compliance project activities.

Desirable

* Experience of audit or project management or change delivery.